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WEB4 days ago · Financial Advisor IQ is a news site for financial advisors and wealth managers. It covers topics such as industry moves, regulation, technology, products and markets.
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WEBMay 1, 2024 · Wells Fargo Advisors has rounded out its FiNet independent channel's divisional leaders, adding three to complete an advisor engagement and growth team whose creation was announced in March.. Wells veterans Kurt Campman and Courtney Raney have been appointed to head FiNet's Western and Northeast divisions, respectively, and Sean Steinlage has joined from LPL Financial to lead the Central ...
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WEBAug 9, 2024 · Stanley Tulin, a retired insurance-industry executive, claims that Scott Mason, owner of Rubicon Wealth Management, and his firm stole millions from him via unauthorized transactions and a line of credit. The suit alleges conversion, fraud, breach of fiduciary duty and negligent supervision against Mason, Rubicon and Orchard Park Real Estate Holdings.
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WEBJan 6, 2021 · An Ameriprise financial advisor is facing felony charges over his alleged participation in the Jan. 6, 2021, attack on the U.S. Capitol.. Lee Giobbie, 40, of Easthampton, New Jersey, was arrested this week and charged with several misdemeanors as well as felony charges of civil disorder and obstruction of an official proceeding, Barron's writes.. A spokeswoman tells the publication that the ...
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WEBAug 19, 2024 · This story originally ran in Financial Advisor IQ's sister publication Ignites. Merrill Lynch plans to triple the number of active exchange-traded funds it features on its platforms, including ETF versions of mutual funds that already exist, Stephen Patrickakos, head of traditional investments for Merrill, told Ignites in an interview.. The wirehouse's full-coverage platform houses 100 active ...
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WEBAug 19, 2024 · B. Riley Founder Bids for Troubled Firm's Stock. The founder of B. Riley Financial put forth an informal offer of $7 per share, representing a huge discount from the nearly $50 the stock traded at a year ago.
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WEBSeptember 5, 2024. Some FAs Just Won't Give Up Picking Investments. What's a Home Office to Do? Wealth management firms want advisors to embrace model portfolios but haven't had “a ton of success" moving them off the …
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WEBUpdated on July 11 to reflect that former President Donald Trump has distanced himself from Project 2025 and the organization behind it. Project 2025, a conservative manifesto from the Heritage Foundation, calls for the abolishment of several government offices as well as the financial services industry's self-regulator, …
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WEBApr 12, 2024 · Edward Jones Launches VC Program for New Growth Areas. The firm intends to make an initial investment of $25 million in the program, EdVentures. It’s separately reimbursing thousands of its advisors for achieving certain professional designations, according to Managing Partner Penny Pennington. Edward Jones has launched a venture capital ...
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WEBAug 13, 2024 · This story originally ran in Financial Advisor IQ sister publication FundFire. Morgan Stanley Wealth Management is raising the platform fee for its investment advisory programs for the first time since 2017.. The platform fee will increase to 3.5 basis points, from 2.85 basis points, a Morgan Stanley regulatory filing shows.